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Banking Alert: Reduced Reporting for Covered Depository Institutions

   June 26, 2019

In June 2019, the Office of the Comptroller of the Currency (“OCC”), the Board of Governors of the Federal Reserve […]

Broker-Dealer June 2019 Alert

   June 26, 2019

In the wake of FINRA’s Annual Conference, and the New York State Society of Certified Public Accountants Stockbrokerage Committee Conference […]

Proposed Enhanced Prudential Standards Released for Foreign Banking Organizations

   May 31, 2019

Section 165 of the Dodd-Frank Act implemented Enhanced Prudential Standards (“EPS”) for large banking institutions, generally defined as institutions with […]

Tax Reform and Financial Services Entities

   May 28, 2019

Provisions in the new tax reform bill signed into law on Dec. 22, 2017 have affected a number of areas […]

Thoughts Shared on Earning Releases and Quarterly Reporting

   May 1, 2019

“There is an ongoing debate regarding the effects of mandated quarterly reports and the prevalence of optional quarterly guidance,” said […]

The Future of Banking: Crypto, Blockchain and Fintech

   April 24, 2019

Inscribed in the first block of the first blockchain ever created are the words: “The Times 03/Jan/2009 Chancellor on brink […]