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The Benefits of an Audit of Your Registered Investment Advisor

   June 13, 2017

Over the past few years, we have witnessed continued interest in mergers, acquisitions and consolidations of Registered Investment Advisers (“RIAs”). […]

Broker Dealer Conference

   May 4, 2017

CONFERENCES | Broker Dealers May 4, 2017 | New York, NY Learn more about this event. Description Charles Pagano, Partner […]

Who is Mazars?

   February 6, 2017

WHO IS MAZARS? All Industries Mazars USA LLP       We are pleased to announce an exciting development for […]

Recent PCAOB Developments in the Broker-Dealer World

   December 5, 2016

Late summer/early fall brought further PCAOB commentary, offering insight into the direction of the PCAOB’s permanent inspection proposal, which is […]

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Auditors Play a Critical Role Within the Securities Industry

   August 4, 2016

“Regulator’s Watchful Eyes” The Public Company Accounting Oversight Board (the “PCAOB”) which is overseen by the Securities and Exchange Commission […]

Why Buy-Sell Planning Can’t Wait

   November 24, 2015

Most business owners understand and appreciate the need for a properly drafted buy–sell agreement, but too many operate without one […]