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Big Changes Are In Store For 2017, 2018 Broker Dealer Audits

   January 31, 2018

It’s that time of the year again where most broker dealers, FINOPs, and auditors are hectically working to comply with […]

Individual and Entity 2017 Tax Update Webcast

   December 5, 2017

All Industries December 5, 2017 | 11 AM EST Richard Bloom | Partner, Mazars USA LLP Tifphani White-King | Partner, […]

NSCP National Conference

   October 16, 2017

CONFERENCES | Financial Services October 16-18, 2017 | Washington, DC Learn more about this event. Description Mazars USA will exhibit at […]

Recent PCAOB Developments in the Broker Dealer World

   September 28, 2017

Another Annual Inspection Report It’s late summer, which means the PCAOB Annual Report on the Interim Inspection Program Related to […]

The Benefits of an Audit of Your Registered Investment Advisor

   June 13, 2017

Over the past few years, we have witnessed continued interest in mergers, acquisitions and consolidations of Registered Investment Advisers (“RIAs”). […]