FINRA’s First Examination Findings Report – How It Can Help You

   January 24, 2018

In December 2017, The Financial Industry Regulatory Authority (“FINRA”) released its first Report on Examination Findings (the “Report”), which focused […]

Banking Committee hosts panel on blockchain and other financial services innovations

   January 1, 2018

One of the most talked-about technologies in financial services is blockchain. Nowadays, many companies are making significant investments in emerging […]

T+2 Settlement Cycle For Securities Transactions

   December 14, 2017

T+2 Settlement Cycle On September 5, 2017, the Securities and Exchange Commission (the “SEC”) adopted an amended rule to shorten […]

Whistleblowers: A Path to Combatting Fraud

   December 14, 2017

Recent allegations of impropriety on several levels have rekindled whistleblowers as a mechanism for identifying wrongdoing. In the Financial Services […]

The Global Impact of US Tax Reform Podcast

   December 10, 2017

Financial Services December 10, 2017 Tifphani White-King | Mazars USA Claire Healy | Mazars Ireland Eric Klein Hesseling | Mazars […]

Venturing Abroad

   December 6, 2017

Video Interview with Jean-Paul Conoscente, President & CEO of SCOR Global P&C Americas Insurance | Banking | Financial Services December 2017 […]