Broker/Dealers

Who is Mazars?

We are pleased to announce an exciting development for the new year! As of January 1, 2017 we have officially changed our name to Mazars USA LLP. As the world’s 11th largest accounting firm, the Mazars name is renowned around the globe. Our new name reflects our expanded international capabilities and reinforces our standing as […]

Recent PCAOB Developments in the Broker-Dealer World

Late summer/early fall brought further PCAOB commentary, offering insight into the direction of the PCAOB’s permanent inspection proposal, which is expected by the end of 2016. On August 18, 2016 the Public Company Accounting Oversight Board (“PCAOB”) issued its annual report on the interim inspection program related to audits of broker-dealers (the “Fifth Report”), and […]

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Auditors Play a Critical Role Within the Securities Industry

“Regulator’s Watchful Eyes” The Public Company Accounting Oversight Board (the “PCAOB”) which is overseen by the Securities and Exchange Commission (the “SEC”) continues to scrutinize accounting firms that perform audits for broker-dealers. The PCAOB provides auditors substantial feedback on their performance through their Annual Interim Inspection Reports (2012-2015), Staff Inspection Briefs, various industry forums, staff […]

Tips for Fast-Growing Companies: From Technology to Talent

We asked our experts for their top three pieces of advice for fast-growing businesses and they answered. In this video, WeiserMazars Consulting Partner, Michael Flagiello, discusses the important of a technology strategy, recruiting top talent, and surrounding yourself with talent. Watch the video now to learn more!

Hot Topics: Tax Technology

In this video, we explore Tax Technology through a discussion of the four major factors that force tax executives to work too reactively, the impact of taxes on profitability, client successes and much more.